Job Description

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Founders Financial Alliance, LLC is Hiring a Registered Client Services Associate!

Are you a detail-oriented and client-focused individual with a passion for providing exceptional support in the financial services industry? Do you thrive in a collaborative environment and enjoy contributing to a team that makes a difference in clients' lives? If so, we encourage you to apply for our Registered Client Services Associate position!

About Founders Financial Alliance, LLC: Founders Financial Alliance, LLC, located in Raleigh, North Carolina, is an SEC Registered Investment Advisor established in 2014. Securities offered through LPL Financial. Member FINRA/SIPC. Investment Advice offered through Founders Financial Alliance, LLC, a registered investment advisor and separate entity from LPL Financial.

At Founders Financial Alliance, LLC, we are committed to creating a workplace where every individuals skills and potential are valued. Rooted in the principles of merit, openness, and inclusivity, we strive to ensure access to opportunities for everyone.

About the Role: As our Registered Client Services Associate, you will play a critical role in supporting multiple financial advisors and their clients, ensuring seamless client service and operational efficiency. This full-time hybrid role in Raleigh, NC, involves serving as a primary point of contact for clients, processing transactions, managing records, and providing comprehensive administrative support to the advisory team. You will be instrumental in maintaining the highest standards of professionalism, accuracy, and confidentiality.

Key Responsibilities:

• Serve as a primary point of contact for client inquiries and account servicing needs.
• Support advisors in preparing client meetings and materials.
• Process account openings, transfers, trades, and other client transactions.
• Manage client records in compliance with regulatory standards.
• Prepare and distribute comprehensive client reports.
• Collaborate with advisors and operations staff for seamless client service.
• Anticipate client needs and proactively resolve issues.

Required Skills and Qualifications:

• Active Series 7 and Series 63, 65 (or Series 66 equivalent) licenses required.
• Minimum of 3 years of industry experience in client service, operations, or advisor support within a wealth management or RIA environment.
• Must maintain a clean U4 with no disclosable events.
• Strong knowledge of financial markets, investment products, and industry regulations.
• Exceptional organizational skills and attention to detail.
• Excellent communication skills, both written and verbal.
• Proficiency in relevant industry software and Microsoft Office suite.
• Ability to maintain strict confidentiality.
• A commitment to outstanding client service.
• Ability to work effectively both independently and as part of a collaborative team.

Compensation Range: The compensation range for this position is $60,000 - $84,000, commensurate with experience and qualifications.

What We Offer:

• A mission-driven, inclusive environment focused on both individual and collective success.
• Opportunities for professional growth and continuous development.
• Supportive and collaborative work environment.
• Meaningful work that makes a difference in clients' lives.
• Competitive benefits package.

Founders Financial Alliance, LLC is an equal opportunity employer and values diversity at all levels. We are committed to creating a workplace where everyone feels welcome, respected, and valued.

Seniority level

• Mid-Senior level

Employment type

• Full-time

Industries

• Investment Management

Founders Financial Alliance, LLC is an equal opportunity employer and values diversity at all levels. We are committed to creating a workplace where everyone feels welcome, respected, and valued.

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