Risk Advisory (Broker Dealer) Manager Job at Kaufman Rossin, Boca Raton, FL

bURtZXd4Ky9WTXdRTEp5dk9PcHpOcm9o
  • Kaufman Rossin
  • Boca Raton, FL

Job Description

Kaufman Rossin Risk Advisory Manager

Seeking a new challenge where your professional and personal aspirations are not only possible but supported? Kaufman Rossin might be just the place for you!

As one of the top accounting firms in the country, our foundation is "people first". In the words of James Kaufman, "we prioritize our people, their development, and their well-beingOur values are translated into action every day"

Celebrated as the Best Place to Work in South Florida over a dozen times, Kaufman Rossin has grown to over 450 employees, with offices spanning the tri-county area, including sister entities Kaufman Rossin Wealth and Kaufman Rossin Alternative Investment Services.

Think you have what it takes?

How You'll Contribute:

Kaufman Rossin is seeking a Manager-level professional to join our dynamic Risk Advisory group, in Boca Raton. This group assists broker-dealers, registered investment advisors, and hedge fund managers navigate FINRA & SEC regulations to stay in compliance with these regulators.

  • Co-lead the team, assisting with the execution and completion of operational, regulatory compliance, and business process control assessments
  • Perform evaluation and testing of Anti-Money Laundering and compliance programs to identify areas of risk
  • Develop creative and practical solutions for improvements that address identified risks
  • Identify and communicate technical matters to both clients and engagement team.
  • Develop and maintain client relationships
  • Actively assist with business development efforts
Kaufman Rossin

Job Tags

Similar Jobs

University of Utah

Associate Instructor (Salt Lake City) Job at University of Utah

 ...(Note - Posting may close at any time) Job Summary This is a 0.10 FTE Associate Instructor position within the UPAP program of PAES . The clinical associate (CA) will work with a small group (4) of students and report to the CA Director and Program Director. Requirements... 

Uber

Product Manager, Grocery Shopper Experience (San Francisco) Job at Uber

 ...Product Manager, Grocery Shopper Experience Product Manager, Grocery Shopper Experience Get AI-powered advice on this job and more exclusive features. About The Role As a Product Manager on the Uber Grocery Delivery Experience team, you'll play a key role in... 

Sales Match

Event Organizer Job at Sales Match

 ...Job Title: Remote Event Organizer Hourly Pay: $22 - $38/hour Summary: We are looking for an experienced Event...  ...Job Responsibilities Coordinate all aspects of event planning, including venue selection, catering, and entertainment Work... 

Advocates Legal Recruiting

Associate - Investment Funds Job at Advocates Legal Recruiting

 ...Mid-Level Associate | Investment Funds | AmLaw 100 Firm Offices: New York, Boston, Chicago, Houston, San Diego, Washington, D.C. Our AmLaw 100 client is seeking a mid-level associate to join its Investment Funds group. This is a key opportunity for attorneys... 

Clustered Capital

Junior Frontend Developer Job at Clustered Capital

Lorem ipsum dolor sit amet, consectetur adipiscing elit tellus augue sagittis eratest consectetur est blandit blandit nec mauris pulvinar lectus duis amet tortor, sitests tincidunt honcus tincidunt imperdiet penatibus vitae risus, vitae. Blandit auctor intjusto nisl massa...