Mortgage Lending - Compliance Analyst Job at JBA International, Napa, CA

bFQrZHdCaTBYY3dUSzVHc011WjJPNzBtR0E9PQ==
  • JBA International
  • Napa, CA

Job Description

 

Essential Functions

Compliance

• Review and conduct in-depth analysis on regulatory and legal changes affecting financial institutions to determine applicability and impact to RCU.

• Research regulatory/legal questions for other departments as assigned.

• Prepare and present analysis summaries and findings to RCU management to assist in decision-making.

• Independently work with RCU departments to implement legal requirements and ensure changes to products, services, and processes comply with applicable legal requirements. 

• Create and manage compliance programs and training programs.

• Review advertisement, forms, letters, and disclosures for other departments as assigned to ensure compliance with applicable legal requirements.

• Prepare revisions to Credit Union disclosures.

• Prepare written reports and analysis for Compliance management.

• Assist on projects, exams, audits, and other tasks as assigned.

• Provide excellent service to all Members and internal clients.

• Prepare currency transaction reports in compliance with the Bank Secrecy Act.

• Manage projects required to implement regulatory and legal changes, including setting project goals, coordinating efforts between multiple departments, and monitoring for effectiveness. 

 

Risk Management

• Independently work with RCU departments to identify and mitigate risks to the line of business, including compliance, business continuity, and internal controls.

• Collect and prepare information for business continuity planning.

 

Audit

• Collect and prepare information for both internal and external audits.

• Document audit procedures performed or coordinated/supported.

• Maintain audit work papers and documentation.

• Develop and monitor remediation plans resulting from any deficiencies identified in audits.

• Submit all audit work (i.e., planning, programs, work papers, reports, etc.) to the Compliance Manager for review prior to issuance of final reports.

• Administer compliance testing program and monitors result status.

 

Administration

• Assist with department budget preparation and perform legal expense analysis.

• Complete monthly report(s) and maintain records of time usage.

• Manage and administer RCU’s forms library.

• Manage and administer RCU’s Management Procedures Manual.

• Attend training as designated by Compliance Manager.

Job Tags

Similar Jobs

BQC Foundry

Pattern Maker Job at BQC Foundry

 ...completing tool order in a timely fashion as they relate to bench processes. Essential Functions: Machined Tooling After patterns have been machined, ensure that the pattern meets specifications and verify quality. Mount gating. Install venting. Wood... 

Kikiktagruk Inupiat Corporation

Construction Site Safety and Health Officer (Federal) Job at Kikiktagruk Inupiat Corporation

 ...Job Description Job Description Title: Construction Site Safety and Health Officer (Federal) Location: Tacoma, WA Status: Full Time Safety Sensitive: Yes Salary Range: $90,000-$125,000 Position Summary: Midnight Sun is seeking a Construction Site Safety... 

Sinclair & Rush, Inc.

Offset Printing Operator Job at Sinclair & Rush, Inc.

Seeking a 2nd shift Offset Printing Operator at our Arnold, MO Facility. While initial pay is based on experience, we offer opportunities for employee development, step increases, and pay progressions over time.Skills & Attributes: The position requires proven experience... 

GLC On-The-Go

Travel OR Circulating Nurse Job at GLC On-The-Go

 ...Job Description GLC On-The-Go is seeking a travel nurse RN OR - Operating Room for a travel nursing job in Dillon, Montana. Job...  ...stipend amount to be determined. Posted job title: MT OR RN Circulator Varied Hours w/ Call About GLC On-The-Go GLC is more than just... 

Classic Collision

Glass Technician Job at Classic Collision

 ...Automotive Glass Technician Earning Potential of $54K - $156K + Ultimate Auto Glass and Electronics has provided over 20 years of...  ...quality repairs. We are hiring a full-time Auto Glass Technician to install glass and complete repairs. Why work for Ultimate?~...