Broker Dealer Compliance Officer Remote (Town of Smithtown) Job at CXG Holdings Inc, Smithtown, NY

a2pxZHh4SzZVTWtYSkp5ck91cDBPN3do
  • CXG Holdings Inc
  • Smithtown, NY

Job Description

Benefits:
  • 401(k)
  • Dental insurance
  • Flexible schedule
  • Opportunity for advancement
  • Paid time off
  • Parental leave
  • Training & development
  • Vision insurance

We're currently seeking an additional Compliance Officer to join our team. In this role, you'll provide regulatory compliance services to client broker-dealers, including establishing processes. The ideal candidate will have prior experience and hold active FINRA Series 7 & 24 licenses. This role reports to our Director of Growth and Operations.

Compliance Exchange Group (CXG) is the market leader in providing comprehensive turn-key services for Broker Dealers, including CMA / NMA services, buying, selling, and building Broker Dealers. We are the architects responsible for building successful firms for our clients, including principal outsourcing at all levels such as CCO, FINOP, and CEO, as well as developing regulatory compliance systems to meet FINRA, SEC, state, and federal requirements.

We are passionate about our work and are on a growth trajectory. CXG is composed of professionals dedicated to building and maintaining broker-dealers. We offer a fully remote work environment, a company culture that encourages personal and professional development, and a healthy work-life balance. Our benefits include competitive compensation, flexible work schedules, PTO, 401(k) with employer contributions, performance-based bonuses, opportunities for growth, and more!

This role is available as both a W2 and 1099 opportunity, with a compensation range of $40-$60 per hour.

This is a remote position.

#J-18808-Ljbffr

Job Tags

Hourly pay, Full time, Remote work, Flexible hours,

Similar Jobs

DocCafe

Addiction Medicine Physician - $130 - $160/hourly Job at DocCafe

DocCafe has an immediate opening for the following position: Physician - Addiction Medicine in Sacramento, California.Make $130 - $160/hourly.DocCafe is the premier physician and advanced practice job board to help you advance your healthcare career.---------------... 

Medasource

Clinical Research Coordinator II Job at Medasource

 ...Job Title: Clinical Research Coordinator II Location: Baytown, TX, 100% onsite (M-F) Duration: 3-Month Contract-to-Full Time Hire (CTH) Compensation: $55-75k Work Schedule: Monday Friday, 8:00 AM 5:00 PM (No flexibility) Interview Process: 2 rounds... 

Compunnel Inc.

Data Entry Specialist Job at Compunnel Inc.

 ...Job Description The Data Entry Lead supports the AM/PM Assistant Manager with data entry operations and supervises guest service employees to ensure smooth and efficient day-to-day operations. This role combines technical data entry responsibilities with team leadership... 

One World Global Services

Spanish Freelance US-Based Interpreter Job at One World Global Services

 ...our Career Page. Please review our open positions and apply to the positions that match your qualifications. Position: Spanish US-Based InterpreterAs a remote interpreter, you play a significant role in facilitating communication between SPANISH and English speakers.... 

Host Healthcare

Local Contract Advanced Care RN - Epilepsy Monitoring Unit Job at Host Healthcare

Job Description Host Healthcare is seeking a local contract nurse RN Neurology for a local contract nursing job in Urbana, Illinois. Job Description & Requirements ~ Specialty: Neurology ~ Discipline: RN ~ Start Date: 08/18/2025~ Duration: 13 weeks ~3...